Filing Details
- Accession Number:
- 0001213900-23-044114
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-05-30 17:19:33
- Reporting Period:
- 2023-05-25
- Accepted Time:
- 2023-05-30 17:19:33
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 879911 | Applied Energetics Inc. | AERG | Search, Detection, Navagation, Guidance, Aeronautical Sys (3812) | 770262908 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1760590 | Jr. E. John Schultz | C/O Applied Energetics, Inc. 9070 S. Rita Road, Suite 1500 Tucson AZ 85747 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.001 Per Share | Disposition | 2023-05-25 | 8,300 | $2.76 | 621,700 | No | 4 | S | Direct | |
| Common Stock, Par Value $0.001 Per Share | Disposition | 2023-05-25 | 1,100 | $2.77 | 620,600 | No | 4 | S | Direct | |
| Common Stock, Par Value $0.001 Per Share | Disposition | 2023-05-25 | 200 | $2.81 | 620,400 | No | 4 | S | Direct | |
| Common Stock, Par Value $0.001 Per Share | Disposition | 2023-05-25 | 400 | $2.83 | 620,000 | No | 4 | S | Direct | |
| Common Stock, Par Value $0.001 Per Share | Disposition | 2023-05-25 | 12,500 | $2.81 | 607,500 | No | 4 | S | Direct | |
| Common Stock, Par Value $0.001 Per Share | Disposition | 2023-05-25 | 6,400 | $2.76 | 601,100 | No | 4 | S | Direct | |
| Common Stock, Par Value $0.001 Per Share | Disposition | 2023-05-25 | 1,100 | $2.77 | 600,000 | No | 4 | S | Direct | |
| Common Stock, Par Value $0.001 Per Share | Disposition | 2023-05-25 | 10,000 | $2.76 | 740,000 | No | 4 | S | Indirect | By Spouse |
| Common Stock, Par Value $0.001 Per Share | Disposition | 2023-05-26 | 5,000 | $2.86 | 735,000 | No | 4 | S | Indirect | By Spouse |
| Common Stock, Par Value $0.001 Per Share | Disposition | 2023-05-26 | 5,000 | $2.80 | 730,000 | No | 4 | S | Indirect | By Spouse |
| Common Stock, Par Value $0.001 Per Share | Disposition | 2023-05-26 | 5,000 | $2.82 | 725,000 | No | 4 | S | Indirect | By Spouse |
| Common Stock, Par Value $0.001 Per Share | Disposition | 2023-05-26 | 5,000 | $2.76 | 720,000 | No | 4 | S | Indirect | By Spouse |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Indirect | By Spouse |
| No | 4 | S | Indirect | By Spouse |
| No | 4 | S | Indirect | By Spouse |
| No | 4 | S | Indirect | By Spouse |
| No | 4 | S | Indirect | By Spouse |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock, Par Value $0.001 Per Share | 500,000 | Indirect | By Oak Tree Asset Management |
Footnotes
- 500,000 shares directly owned, as well as shares held by Mr. Schultz's spouse, are held in Roth IRA accounts. Mr. Schultz's total direct and indirect beneficial ownership of non-derivative securities is 1,820,000 shares.
Billionaire Hedge Funds
