Filing Details

Accession Number:
0001181431-11-039659
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-07-05 15:03:27
Reporting Period:
2011-06-30
Filing Date:
2011-07-05
Accepted Time:
2011-07-05 15:03:27
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1370914 Florida Bank Group Inc. NONE State Commercial Banks (6022) 208732828
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1474726 R. John Garthwaite 201 N. Franklin Street
Suite 100
Tampa FL 33602
Evp-Chief Investment Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Series C Convertible Preferred Stock Acquisiton 2011-06-30 10 $1,000.00 0 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Common Stock Warrant (right to buy) Acquisiton 2011-06-30 12,500 $0.01 12,500 $0.01
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
12,500 2011-06-30 2012-03-31 No 4 J Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 21,696 Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Options $15.00 2008-12-31 2016-12-07 15,000 15,000 Direct
Common Stock Options $16.50 2008-12-31 2016-12-15 7,500 7,500 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2016-12-07 15,000 15,000 Direct
2016-12-15 7,500 7,500 Direct
Footnotes
  1. The shares of Preferred Stock are convertible into common stock at the holder's option after December 31, 2011 and are mandatorily convertible in certain events. The stock is convertible at a per share price based upon the Company's tangible common stock book value per share as of the end of the calendar quarter prior to conversion, as calculated in accordance with the Company's Articles of Incorporation, as amended.
  2. One non-transferrable stock purchase warrant for each share of Series C Convertible Preferred Stock purchased, each such warrant exercisable for 1,250 shares of common stock at $.01 per share.