Filing Details

Accession Number:
0001209191-23-032704
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-05-26 19:13:36
Reporting Period:
2023-05-24
Accepted Time:
2023-05-26 19:13:36
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
29002 Diodes Inc L DIOD Semiconductors & Related Devices (3674) 952039518
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1196531 Shew Keh Lu 4949 Hedgcoxe Road
Suite 200
Plano TX 75024
President & Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Diodes Incorporated Common Stock Acquisiton 2023-05-24 6,000 $0.00 117,588 No 4 A Direct
Diodes Incorporated Common Stock Disposition 2023-05-26 984 $95.81 116,604 No 4 F Direct
Diodes Incorporated Common Stock Disposition 2023-05-26 3,000 $96.40 286,492 No 4 S Indirect Texastac Investments, LP
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 F Direct
No 4 S Indirect Texastac Investments, LP
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Diodes Incorporated Common Stock 46,150 Indirect Custodial
Diodes Incorporated Common Stock 285,801 Indirect Lu Grandchildren's Trust
Diodes Incorporated Common Stock 6,000 Indirect The Lu Family Foundation
Diodes Incorporated Common Stock 4,700 Indirect The Lu 2017 Irrevocable Trust
Diodes Incorporated Common Stock - Performance Stock Units 106,000 Direct
Footnotes
  1. Restricted stock units vest in four equal installments beginning 05/26/2024.
  2. Granted under Rule 16b-3 Plan.
  3. Vested restricted stock unit shares were automatically withheld to cover income tax.
  4. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $96.20 to $96.60, inclusive. The reporting person undertakes to provide to Diodes Incorporated, any security holder of Diodes Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (4) to this Form 4.
  5. These shares are held in accounts for the reporting persons minor grandchildren and the reporting person is the custodian of those accounts. The reporting person disclaims ownership of the shares held in those custodial accounts, and this report is not an admission that the reporting person is the beneficial owner of these shares for purposes of Section 16 or for any other purposes.