Filing Details

Accession Number:
0001213900-23-043618
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-05-26 17:51:01
Reporting Period:
2023-05-25
Accepted Time:
2023-05-26 17:51:01
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
12239 Dominari Holdings Inc. DOMH Pharmaceutical Preparations (2834) 520849320
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1856536 Michael Kyle Wool 725 5Th Avenue, 22Nd Floor
New York NY 10022
Yes No No No
1933417 Soo Yu 725 5Th Avenue, 22Nd Floor
New York NY 10022
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2023-05-18 58 $2.54 278,850 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 1,477 Indirect Catatonk Creek LLC
Common Stock 1,476 Indirect Tioga 22 LLC
Common Stock 3,559 Indirect Wool c/f Alison Cottone UTMA/NY Age 18
Common Stock 1,477 Indirect Dongam, LLC
Footnotes
  1. Of the 278,850 shares reported as beneficially owned directly, 196,568 shares are beneficially owned directly by Mr. Wool and 84,224 shares are beneficially owned directly by Ms. Yu.
  2. Mr. Wool is the sole member of Catatonk Creek, LLC and Tioga 22, LLC.
  3. Mr. Wool controls this UTMA account until Ms. Cottone is 18 years old.
  4. Ms. Yu is the sole member of Dongam, LLC.