Filing Details

Accession Number:
0001104659-23-064786
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-05-25 17:40:52
Reporting Period:
2023-05-23
Accepted Time:
2023-05-25 17:40:52
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1855447 Roth Ch Acquisition Iv Co. TYGO () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1810078 Byron Roth C/O Roth Capital Partners, Llc
888 San Clemente Drive, Suite 400
Newport Beach CA 92660
No No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2023-05-23 267,493 $0.00 179,878 No 4 S Direct
Common Stock Disposition 2023-05-23 30,538 $0.00 2,700 No 4 S Indirect See Footnote
Common Stock Disposition 2023-05-23 472,852 $0.00 289,676 No 4 S Indirect See Footnote
Common Stock Disposition 2023-05-23 7,872 $0.00 696 No 4 S Indirect See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Indirect See Footnote
No 4 S Indirect See Footnote
No 4 S Indirect See Footnote
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Warrants to purchase common stock Disposition 2023-05-23 15,269 $0.00 15,269 $11.50
Common Stock Warrants to purchase common stock Disposition 2023-05-23 15,269 $0.00 15,269 $11.50
Common Stock Warrants to purchase common stock Disposition 2023-05-23 48,451 $0.00 48,451 $11.50
Common Stock Warrants to purchase common stock Disposition 2023-05-23 3,936 $0.00 3,936 $11.50
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
1,350 No 4 S Direct
1,350 No 4 S Indirect
4,285 No 4 S Indirect
348 No 4 S Indirect
Footnotes
  1. The reporting person disposed of (i) 236,955 shares of common stock and (ii) 30,538 units, each unit consisting of one share of common stock and one-half of one warrant, for total consideration of $165,654.82.
  2. Held in an IRA for the benefit of Byron Roth. The reporting person disposed of 30,538 units, each unit consisting of one share of common stock and one-half of one warrant, for total consideration of $165,649.84.
  3. Owned by CR Financial Holdings, Inc., over which Byron Roth and Gordon Roth have voting and dispositive power. The reporting person disposed of (i) 375,950 shares of common stock and (ii) 96,902 units, each unit consisting of one share of common stock and one-half of one warrant, for total consideration of $525,645.94.
  4. Owned by Roth Capital Partners, LLC, over which Byron Roth and Gordon Roth have voting and dispositive power. The reporting person disposed of 7,872 units, each unit consisting of one share of common stock and one-half of one warrant, for total consideration of $42,700.76.
  5. The warrants become exercisable 30 days after the consummation of the registrant's initial business combination.
  6. The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC.