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Filing Details

Accession Number:: 0000897069-23-000481
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2023-05-22 20:07:06
Reporting Period:: 2023-05-18

Accepted Time:: 2023-05-22 20:07:06
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
5981	American Vanguard Corp	AVD	Agricultural Chemicals (2870)	952588080

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1190934	M Keith Rosenbloom	4695 Macarthur Court, Suite 1200 Newport Beach CA 92660		No	No	No	No
1713506	Cruiser Capital Advisors, Llc	4695 Macarthur Court, Suite 1200 Newport Beach CA 92660		No	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2023-05-18	6,498	$16.97	1,037,914	No	4	P	Indirect	See footnote
Common Stock	Acquisiton	2023-05-19	56,751	$17.77	1,094,665	No	4	P	Indirect	See footnote

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	See footnote
No	4	P	Indirect	See footnote

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	3,218	Direct

Footnotes

The price in Column 4 is a weighted average price. The prices actually received ranged from $16.9675 to $16.9727. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.
Cruiser Capital serves as the management company or investment adviser to, and may be deemed to have shared voting and dispositive power over the shares of Common Stock held by, various investment funds (the "Cruiser Funds") and separately managed accounts (the "Cruiser SMAs," together with the Cruiser Funds, the "Cruiser Funds and SMAs") that it advises. Keith Rosenbloom ("Mr. Rosenbloom") is the Managing Member of Cruiser Capital and may be deemed to have voting and dispositive power with respect to the shares of Common Stock held by the Cruiser Funds and SMAs. Cruiser Capital and Mr. Rosenbloom each disclaim beneficial ownership of the securities held by the Cruiser Funds and SMAs, except to the extent of its or his pecuniary interest.
The price in Column 4 is a weighted average price. The prices actually received ranged from $17.77 to $17.78. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.