Filing Details
- Accession Number:
- 0001706524-23-000053
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-05-22 06:10:29
- Reporting Period:
- 2019-04-01
- Accepted Time:
- 2023-05-22 06:10:29
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1706524 | Urban-Gro Inc. | UGRO | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1076463 | Lewis Wilks | 1751 Panorama Point Suite G Lafayette CO 80026 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Common Stock Award ("Rsa") (Subject To Vesting) | Acquisiton | 2022-06-15 | 17,204 | $0.00 | 50,751 | No | 4 | A | Direct | |
| Restricted Common Stock Award ("Rsa") (Subject To Vesting) | Acquisiton | 2021-05-27 | 8,520 | $0.00 | 32,547 | No | 4 | A | Direct | |
| Common Stock | Acquisiton | 2021-02-17 | 2,500 | $10.00 | 24,027 | No | 4 | P | Direct | |
| Restricted Common Stock Award ("Rsa") (Subject To Vesting) | Acquisiton | 2020-05-28 | 16,250 | $0.00 | 21,527 | No | 4 | A | Direct | |
| Restricted Common Stock Award ("Rsa") (Subject To Vesting) | Acquisiton | 2020-01-01 | 5,277 | $0.00 | 5,277 | No | 4 | A | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | A | Direct | |
| No | 4 | P | Direct | |
| No | 4 | A | Direct | |
| No | 4 | A | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Common Stock Options | Acquisiton | 2019-04-19 | 5,000 | $0.00 | 5,000 | $7.20 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 21,667 | 2019-04-01 | 2029-04-01 | No | 4 | A | Direct |
Footnotes
- BOD Compensation 2022. The restricted stock will vest on June 15, 2023.
- BOD Compensation 2021. The restricted stock will vest on May 27, 2022.
- BOD Compensation 2020. The restricted stock will vest on May 28, 2021.
- BOD Compensation 2019. The restricted stock will vest on April 30, 2020.
- The stock option was issued with the Reporting Person serving on Board Committees for the prior year and immediately vested upon issuance.
Billionaire Hedge Funds
