Filing Details

Accession Number:
0001213900-23-041421
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-05-19 12:54:52
Reporting Period:
2023-05-17
Accepted Time:
2023-05-19 12:54:52
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1772720 Spruce Power Holding Corp SPRU () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1698985 S. Christian Fong 1875 Lawrence Street, Suite 320
Denver CO 80202
President And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2023-05-17 50,000 $0.80 1,586,862 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 100,000 Indirect See Footnote
Common Stock 450 Indirect See Footnote
Footnotes
  1. The price reported above is the weighted average transaction price. The range of prices for such transactions is $0.795 to $0.7998. Upon request by the Commission staff, the reporting person will provide full information regarding the number of shares purchased at each separate price.
  2. The shares are held by a revocable family trust. The reporting person disclaims beneficial ownership of the shares held by this trust, and this report should not be deemed an admission that the reporting person is the beneficial owner of this trust's shares for purposes of Section 16 or for any other purpose.
  3. The shares are held by the reporting person's son, who may be deemed to share the reporting person's household. The reporting person disclaims beneficial ownership of the shares held by his son, and this report should not be deemed an admission that the reporting person is the beneficial owner of his son's shares for purposes of Section 16 or for any other purpose.