Filing Details

Accession Number:
0000892251-23-000049
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-05-18 16:16:29
Reporting Period:
2023-05-18
Accepted Time:
2023-05-18 16:16:29
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
763532 Lsi Industries Inc LYTS Electric Lighting & Wiring Equipment (3640) 310888951
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1708953 S. Jeffery Bastian C/O Lsi Industries
10000 Alliance Rd.
Cincinnati OH 45242
Chief Accounting Officer No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Shares Acquisiton 2023-05-18 4,481 $7.20 51,695 No 4 M Direct
Common Shares Acquisiton 2023-05-18 20,000 $6.81 71,695 No 4 M Direct
Common Shares Disposition 2023-05-18 146 $13.39 71,549 No 4 F Direct
Common Shares Disposition 2023-05-18 24,335 $13.39 47,214 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 F Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Shares Option to Buy Disposition 2023-05-18 4,481 $0.00 7,197 $7.20
Common Shares Option to Buy Disposition 2023-05-18 20,000 $0.00 20,000 $6.81
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2023-08-23 No 4 M Direct
0 2024-11-20 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Shares 36,781 Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Shares Option to Buy $4.94 2028-08-16 20,000 20,000 Direct
Common Shares Option to Buy $3.83 2029-08-21 27,618 27,618 Direct
Common Shares Option to Buy $9.15 2027-06-12 5,000 5,000 Direct
Common Shares Option to Buy $6.58 2022-08-16 11,250 11,250 Direct
Common Shares Option to Buy $9.39 2025-07-01 15,000 15,000 Direct
Common Shares Option to Buy $11.06 2026-07-01 10,000 10,000 Direct
Common Shares Option to Buy $5.92 2027-08-17 18,000 18,000 Direct
Common Shares Option to Buy $6.80 2030-08-19 13,096 13,096 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2028-08-16 20,000 20,000 Direct
2029-08-21 27,618 27,618 Direct
2027-06-12 5,000 5,000 Direct
2022-08-16 11,250 11,250 Direct
2025-07-01 15,000 15,000 Direct
2026-07-01 10,000 10,000 Direct
2027-08-17 18,000 18,000 Direct
2030-08-19 13,096 13,096 Direct
Footnotes
  1. Common Shares held in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan.
  2. These holdings have been previously reported on Form 4.
  3. The options vest ratably over a three year time period.
  4. The option vests at a rate of 25% per year beginning on the one year anniversary of the date of grant.