Filing Details

Accession Number:
0001213900-23-040959
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2023-05-17 20:18:51
Reporting Period:
2023-05-16
Accepted Time:
2023-05-17 20:18:51
Original Submission Date:
2023-05-16
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1464790 B. Riley Financial Inc. RILY () 4/A
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1207269 R Bryant Riley C/O B. Riley Financial, Inc.
11100 Santa Monica Blvd., Suite 800
Santa Monica CA 90025
Chairman And Co-Ceo Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2023-05-16 20,000 $32.95 6,665,631 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Footnotes
  1. The reporting person is filing this amendment to correct the number of shares held after the purchase from the amounts included in the filing made on the same date of May 16, 2023.