Filing Details

Accession Number:
0001214659-23-007418
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-05-17 17:20:12
Reporting Period:
2023-05-16
Accepted Time:
2023-05-17 17:20:12
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
791908 Xoma Corp XOMA Pharmaceutical Preparations (2834) 522154066
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1959809 Bradley Sitko C/O Xoma Corporation
2200 Powell Street, Suite 310
Emeryville CA 94608
Chief Investment Officer No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Depositary Shares - 8.375% B Cumulative Stock Acquisiton 2023-05-16 300 $23.19 1,800 No 4 P Indirect By spouse
Depositary Shares - 8.375% B Cumulative Stock Acquisiton 2023-05-16 100 $23.20 1,900 No 4 P Indirect By spouse
Depositary Shares - 8.375% B Cumulative Stock Acquisiton 2023-05-16 100 $23.25 2,000 No 4 P Indirect By spouse
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By spouse
No 4 P Indirect By spouse
No 4 P Indirect By spouse
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 2,000 Direct