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Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1819438	Ess Tech Inc.	GWH	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1377160	R Michael Niggli	C/O Ess Tech, Inc. 26440 Sw Parkway Ave., Bldg. 83 Wilsonville OR 97070		Yes	No	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2023-05-16	10,000	$0.81	613,821	No	5	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	5	P	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	85,228	Indirect	See footnote
Common Stock	85,228	Indirect	See footnote
Common Stock	85,228	Indirect	See footnote
Common Stock	568,312	Indirect	See footnote
Common Stock	227,407	Indirect	See footnote
Common Stock	85,228	Indirect	See footnote

Footnotes

The shares are held of record by the Chloe D. Niggli Gift Trust for which the reporting person serves as trustee.
The shares are held of record by the Michael R. Niggli Jr. 2021 Gift Trust for which the reporting person serves as trustee.
The shares are held of record by the Lorelei A. Niggli 2021 Gift Trust for which the reporting person serves as trustee.
The shares are held of record by the Linda Naviaux Niggli Trust for which the reporting person's spouse serves as trustee.
The shares are held of record by the Michael R. Niggli Family Trust for which the reporting person serves as trustee.
The shares are held of record by the Ian M. Niggli 2021 Gift Trust for which the reporting person serves as trustee.