Filing Details
- Accession Number:
- 0001287032-23-000168
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-05-16 19:04:27
- Reporting Period:
- 2023-05-11
- Accepted Time:
- 2023-05-16 19:04:27
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1287032 | Prospect Capital Corp | PSEC | () | 432048643 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1294357 | F John Barry | 700 S Rosemary Ave Suite 204 West Palm Beach FL 33401 | Chief Executive Officer | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2022-12-29 | 7,512,116 | $0.00 | 72,468,491 | No | 5 | G | Direct | |
| Common Stock | Acquisiton | 2023-05-11 | 100,000 | $6.28 | 72,599,542 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2023-05-12 | 100,000 | $6.09 | 72,699,542 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | G | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 269,267 | Indirect | By Spouse |
Footnotes
- This transaction represents a charitable donation to the John and Daria Barry Foundation. Mr. Barry has sole voting and dispositive power over shares held through the John and Daria Barry Foundation.
Billionaire Hedge Funds
