Filing Details

Accession Number:
0001209191-11-037302
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-07-01 18:05:17
Reporting Period:
2011-06-30
Filing Date:
2011-07-01
Accepted Time:
2011-07-01 18:05:17
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
892553 Chart Industries Inc GTLS Fabricated Plate Work (Boiler Shops) (3443) 341712937
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1082785 F Michael Biehl One Infinity Corporate Centre Drive
Garfield Heights OH 44125
Executive Vp, Cfo & Treasurer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.01 Per Share Acquisiton 2011-06-30 4,875 $30.95 17,187 No 4 M Direct
Common Stock, Par Value $0.01 Per Share Disposition 2011-06-30 4,875 $55.00 12,312 No 4 S Direct
Common Stock, Par Value $0.01 Per Share Disposition 2011-07-01 1,218 $57.50 11,094 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2011-06-11 4,875 $0.00 4,875 $30.95
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
1,625 2018-01-02 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock, Par Value $0.01 Per Share 29,800 Indirect By spouse as Trustee for the Eileen M. Biehl Declaration of Trust
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option (Right to Buy) $27.74 2017-08-02 1,525 1,525 Direct
Common Stock Stock Option (Right to Buy) $11.00 2019-01-02 4,875 4,875 Direct
Common Stock Stock Option (Right to Buy) $17.03 2020-01-04 8,250 8,250 Direct
Common Stock Stock Option (Right to Buy) $36.45 2021-01-03 7,240 7,240 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2017-08-02 1,525 1,525 Direct
2019-01-02 4,875 4,875 Direct
2020-01-04 8,250 8,250 Direct
2021-01-03 7,240 7,240 Direct
Footnotes
  1. These securities were acquired pursuant to a prearranged trading plan adopted on March 11, 2011, that is intended to comply with Rule 10b5-1(c) under the Securities Exchange Act of 1934.
  2. 6,194 and 2,840 shares of the total amount beneficially owned were granted on February 22, 2010 and January 3, 2011, respectively, pursuant to restricted stock award agreements under the Chart Industries, Inc. 2009 Omnibus Equity Plan in an exempt transaction under Rule 16b-3 and remain subject to restriction. The restricted stock awards vest in equal installments on each of the first three anniversaries of the date of grant.
  3. These securities were sold pursuant to a prearranged trading plan adopted on March 11, 2011, that is intended to comply with Rule 10b5-1(c) under the Securities Exchange Act of 1934.
  4. No transaction is being reported on this line. Reported on a previously filed Form 4 or Form 5.
  5. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the benficial owner of these securities for purposes of Section 16 or for any other purpose.
  6. These options were exercised pursuant to a prearranged trading plan adopted on March 11, 2011, that is intended to comply with Rule 10b5-1(c) under the Securities Exchange Act of 1934.
  7. These options were granted on January 2, 2008 pursuant to the Chart Industries, Inc. Amended and Restated 2005 Stock Incentive Plan in an exempt transaction under Rule 16b-3. The options vest with respect to one-fourth (1/4) of the total number of shares of common stock underlying the stock options on each of the first four anniversaries of the date of grant.
  8. These options were granted on August 2, 2007 pursuant to the Chart Industries, Inc. Amended and Restated 2005 Stock Incentive Plan in an exempt transaction under Rule 16b-3. The options vest with respect to one-fourth (1/4) of the total number of shares of common stock underlying the stock options on each of the first four anniversaries of the date of grant.
  9. These options were granted on January 2, 2009 pursuant to the Chart Industries, Inc. Amended and Restated 2005 Stock Incentive Plan in an exempt transaction under Rule 16b-3. The options vest with respect to one-fourth (1/4) of the total number of shares of common stock underlying the stock options on each of the first four anniversaries of the date of grant.
  10. These options were granted on January 4, 2010 pursuant to the Chart Industries, Inc. 2009 Omnibus Equity Plan in an exempt transaction under Rule 16b-3. The options vest with respect to one-fourth (1/4) of the total number of shares of common stock underlying the stock options on each of the first four anniversaries of the date of grant.
  11. These options were granted on January 3, 2011 pursuant to the Chart Industries, Inc. 2009 Omnibus Equity Plan in an exempt transaction under Rule 16b-3. The options vest with respect to one-fourth (1/4) of the total number of shares of common stock underlying the stock options on each of the first four anniversaries of the date of grant.