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Home > Insider Trading > Filing (0001290677-23-000038)

Filing Details

Accession Number:: 0001290677-23-000038
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2023-05-15 21:20:41
Reporting Period:: 2023-05-12

Accepted Time:: 2023-05-15 21:20:41
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1290677	Turning Point Brands Inc.	TPB	Tobacco Products (2100)	133961898

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1616437	Edward David Glazek	5201 Interchange Way Louisville KY 40229	Executive Chairman	No	No	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2023-05-15	5,000	$20.92	68,973	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Options	Acquisiton	2023-05-12	77,519	$0.00	77,519	$20.71

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
77,519		2033-05-12	No	4	A	Direct

Footnotes

The total reported in Column 5 includes 40,000 RSUs and 28,973 shares of Common Stock.
2. Options granted under the Turning Point Brands, Inc. 2021 Equity Incentive Plan. The options vest and become exercisable as to 25% of the underlying shares on the last day of each calendar quarter of the 2023 calendar year.