Filing Details

Accession Number:
0001493152-23-017528
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-05-15 17:17:04
Reporting Period:
2023-05-15
Accepted Time:
2023-05-15 17:17:04
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1106838 Sonnet Biotherapeutics Holdings Inc. SONN Pharmaceutical Preparations (2834) 522102141
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1664386 Pankaj Mohan 100 Overlook Center, Suite 102
Princeton, NJ 08540
Chairman, President And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2023-05-15 371,600 $0.22 553,331 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 570 Indirect By Child
Common Stock 66,478 Indirect By Mohan Family Office
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.22 to $0.2274 per share, inclusive. The Reporting Person undertakes to provide to Issuer any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein.
  2. Includes unvested restricted stock units.
  3. Reporting Person jointly exercises dispositive and voting power over the securities owned by the Mohan Family Office.