Filing Details

Accession Number:
0001209191-23-029467
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-05-15 16:30:22
Reporting Period:
2023-05-11
Accepted Time:
2023-05-15 16:30:22
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1822523 Afc Gamma Inc. AFCG () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1200461 M Leonard Tannenbaum 525 Okeechobee Blvd., Suite 1650
West Palm Beach FL 33401
Chief Executive Officer Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2023-05-11 87,155 $10.02 3,502,218 No 4 P Direct
Common Stock Acquisiton 2023-05-12 80,000 $10.39 3,582,218 No 4 P Direct
Common Stock Acquisiton 2023-05-11 29,217 $10.21 84,217 No 4 P Indirect See footnote
Common Stock Acquisiton 2023-05-12 45,000 $10.34 129,217 No 4 P Indirect See footnote
Common Stock Acquisiton 2023-05-11 2,000 $10.11 31,690 No 4 P Indirect Held by spouse
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Indirect See footnote
No 4 P Indirect See footnote
No 4 P Indirect Held by spouse
Footnotes
  1. This transaction was executed in multiple trades at prices ranging from $9.95 to $10.35; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.
  2. This transaction was executed in multiple trades at prices ranging from $10.34 to $10.50; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.
  3. This transaction was executed in multiple trades at prices ranging from $10.05 to $10.30; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.
  4. These shares are held by the Leonard M. Tannenbaum Foundation, for which the Reporting Person serves as the President. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.
  5. This transaction was executed in multiple trades at prices ranging from $10.25 to $10.46; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.
  6. This transaction was executed in multiple trades at prices ranging from $10.04 to $10.18; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.
  7. The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.