Filing Details

Accession Number:
0001209191-23-029450
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-05-15 16:21:00
Reporting Period:
2023-05-15
Accepted Time:
2023-05-15 16:21:00
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1113232 Axcelis Technologies Inc ACLS () OH
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1073329 P Joseph Keithley C/O Axcelis Technologies, Inc.
108 Cherry Hill Drive
Beverly MA 01915
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2023-05-15 2,000 $125.19 11,375 No 4 S Direct
Common Stock Disposition 2023-05-15 1,000 $127.84 10,375 No 4 S Direct
Common Stock Acquisiton 2023-05-15 1,282 $0.00 11,657 No 4 A Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 A Direct
Footnotes
  1. The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $125.01 to $125.23, inclusive. The reporting person undertakes to provide to Axcelis Technologies, Inc., any security holder of Axcelis Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
  2. Of the shares held after this sale on May 15, 2023, 2,689 were issuable on vesting of restricted stock units granted to the executive under the 2012 Equity Incentive Plan and are subject to forfeiture.
  3. The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $127.71 to $127.91, inclusive. The reporting person undertakes to provide to Axcelis Technologies, Inc., any security holder of Axcelis Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
  4. These shares are issuable on vesting of restricted stock units granted under the Company's 2012 Equity Incentive Plan. Assuming continuation of service on the Board of Directors, these restricted stock units will vest on May 15, 2024.
  5. Of the shares held after this grant on of May 15, 2023, 3,971 shares were issuable on vesting of restricted stock units granted to the director under the 2012 Equity Incentive Plan and are subject to forfeiture.