Filing Details
- Accession Number:
- 0001127602-23-015485
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-05-15 08:38:40
- Reporting Period:
- 2023-05-11
- Accepted Time:
- 2023-05-15 08:38:40
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1673358 | Yum China Holdings Inc. | YUMC | Retail-Eating Places (5812) | 812421743 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1685864 | Joey Wat | Yum China Building 20 Tian Yao Qiao Road Shanghai F4 200030 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2023-05-11 | 3,905 | $22.32 | 259,049 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2023-05-11 | 32,309 | $23.90 | 291,358 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2023-05-11 | 41,316 | $21.06 | 332,674 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2023-05-11 | 48,846 | $26.98 | 381,520 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2023-05-11 | 31,577 | $26.56 | 413,097 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2023-05-11 | 2,496 | $61.94 | 410,601 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2023-05-11 | 19,834 | $61.94 | 390,767 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2023-05-11 | 27,259 | $61.94 | 363,508 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2023-05-11 | 27,555 | $61.94 | 335,953 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2023-05-11 | 18,027 | $61.94 | 317,926 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2023-05-11 | 1,409 | $61.90 | 316,517 | No | 4 | D | Direct | |
| Common Stock | Disposition | 2023-05-11 | 12,475 | $61.90 | 304,042 | No | 4 | D | Direct | |
| Common Stock | Disposition | 2023-05-11 | 14,057 | $61.90 | 289,985 | No | 4 | D | Direct | |
| Common Stock | Disposition | 2023-05-11 | 21,291 | $61.90 | 268,694 | No | 4 | D | Direct | |
| Common Stock | Disposition | 2023-05-11 | 13,550 | $61.90 | 255,144 | No | 4 | D | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | D | Direct | |
| No | 4 | D | Direct | |
| No | 4 | D | Direct | |
| No | 4 | D | Direct | |
| No | 4 | D | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Appreciation Right | Disposition | 2023-05-11 | 3,905 | $0.00 | 3,905 | $22.32 |
| Common Stock | Stock Appreciation Right | Disposition | 2023-05-11 | 32,309 | $0.00 | 32,309 | $23.90 |
| Common Stock | Stock Appreciation Right | Disposition | 2023-05-11 | 41,316 | $0.00 | 41,316 | $21.06 |
| Common Stock | Stock Appreciation Right | Disposition | 2023-05-11 | 48,846 | $0.00 | 48,846 | $26.98 |
| Common Stock | Stock Appreciation Right | Disposition | 2023-05-11 | 31,577 | $0.00 | 31,577 | $26.56 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2025-02-06 | No | 4 | M | Direct | |
| 0 | 2025-03-25 | No | 4 | M | Direct | |
| 0 | 2026-02-05 | No | 4 | M | Direct | |
| 0 | 2026-11-11 | No | 4 | M | Direct | |
| 80,197 | 2027-02-10 | No | 4 | M | Direct |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $61.90 to $62.04. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request, to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.
- Vested in full.
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