Filing Details
- Accession Number:
- 0001437749-23-013720
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-05-10 19:05:32
- Reporting Period:
- 2023-05-08
- Accepted Time:
- 2023-05-10 19:05:32
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 855658 | Lattice Semiconductor Corp | LSCC | Semiconductors & Related Devices (3674) | 930835214 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1329724 | Jeffrey David Richardson | 5555 Ne Moore Court Hillsboro OR 97124 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2023-05-08 | 22,000 | $6.55 | 51,567 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2023-05-08 | 22,000 | $84.23 | 29,567 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2023-05-09 | 4,033 | $0.00 | 33,600 | No | 4 | M | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2023-05-08 | 22,000 | $0.00 | 22,000 | $6.55 |
| Common Stock | Restricted Stock Unit (RSU) | Acquisiton | 2023-05-08 | 2,246 | $0.00 | 2,246 | $0.00 |
| Common Stock | Restricted Stock Unit (RSU) | Disposition | 2023-05-09 | 4,033 | $0.00 | 4,033 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 21,918 | 2015-12-04 | 2024-12-04 | No | 4 | M | Direct |
| 6,279 | No | 4 | A | Direct | ||
| 2,246 | No | 4 | M | Direct |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $83.84 to $84.44. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
- Restricted Stock Units (RSUs) - no purchase price for this transaction.
- Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuer's common stock without payment of specific consideration.
- The Restricted Stock Units (RSUs) vest 100% on May 8, 2024.
- Not applicable.
- The Restricted Stock Units (RSUs) vest 100% on the first anniversary of the Grant Date.
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