Filing Details

Accession Number:
0001062993-23-010469
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-05-08 16:28:17
Reporting Period:
2023-05-05
Accepted Time:
2023-05-08 16:28:17
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1578987 Arrowmark Financial Corp. BANX () 900934878
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1934414 Dana Staggs C/O Arrowmark Financial Corp.
340 Madison Avenue, 22Nd Floor
New York NY 10173
President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2023-05-05 2,000 $15.03 5,501 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.70 to $15.40. The reporting person undertakes to provide to ArrowMark Financial Corp., any security holder of ArrowMark Financial Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.