Filing Details
- Accession Number:
- 0001808665-23-000020
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-05-05 21:10:58
- Reporting Period:
- 2023-05-05
- Accepted Time:
- 2023-05-05 21:10:58
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1808665 | Assertio Holdings Inc. | ASRT | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1324991 | L James Tyree | Assertio Holdings, Inc. 100 South Saunders Road, Suite 300 Lake Forest IL 60045 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2023-05-05 | 43,143 | $6.00 | 167,308 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Footnotes
- The transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 22, 2023 to cover taxes upon the May 4, 2023 vesting of restricted stock units.
- The price reported is a weighted average sale price. The shares were sold in multiple same-way transactions on May 5, 2023 at prices ranging from $5.88 to $6.13 per share of common stock. If requested by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares of common stock sold at each separate price.
Billionaire Hedge Funds
