Filing Details

Accession Number:
0001209191-23-027614
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-05-05 15:45:36
Reporting Period:
2023-05-04
Accepted Time:
2023-05-05 15:45:36
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1609065 Pathfinder Bancorp Inc. PBHC () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1214089 A. James Dowd 214 West First Street
Oswego NY 13126
Interim President, Ceo And Coo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2023-05-04 820 $12.97 17,427 No 4 P Indirect By 401(K)
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By 401(K)
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 20,704 Direct
Common Stock 19,203 Indirect By ESOP
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Options $11.35 2017-05-06 2026-05-06 15,816 15,816 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2026-05-06 15,816 15,816 Direct
Footnotes
  1. This transaction was executed in multiple trades at prices ranging from $12.96 to $12.9899. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide, upon request, to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.