Filing Details

Accession Number:
0001397911-23-000074
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-05-05 08:24:46
Reporting Period:
2023-05-04
Accepted Time:
2023-05-05 08:24:46
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1397911 Lpl Financial Holdings Inc. LPLA () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1298173 Jr Francis William Glavin C/O Lpl Financial Holdings Inc.
4707 Executive Drive
San Diego CA 92121
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2023-05-04 557 $180.23 2,775 No 4 P Indirect Held by Spouse's Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect Held by Spouse's Trust
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 19,874 Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were purchased at prices ranging from $179.89 to $180.42, inclusive. The reporting person undertakes to provide to LPL Financial Holdings Inc., any security holder of LPL Financial Holdings Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (1) to this Form 4.
  2. The reporting person disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.