Filing Details
- Accession Number:
- 0001209191-23-027345
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-05-04 16:30:23
- Reporting Period:
- 2023-05-02
- Accepted Time:
- 2023-05-04 16:30:23
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 886982 | Goldman Sachs Group Inc | GS | Security Brokers, Dealers & Flotation Companies (6211) | 134019460 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1698554 | J Brian Lee | C/O Goldman Sachs &Amp; Co. Llc 200 West Street New York NY 10282 | Chief Risk Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.01 Per Share | Disposition | 2023-05-02 | 935 | $336.88 | 17,117 | No | 4 | S | Direct | |
| Common Stock, Par Value $0.01 Per Share | Disposition | 2023-05-02 | 1,965 | $337.98 | 15,152 | No | 4 | S | Direct | |
| Common Stock, Par Value $0.01 Per Share | Disposition | 2023-05-02 | 100 | $338.60 | 15,052 | No | 4 | S | Direct | |
| Common Stock, Par Value $0.01 Per Share | Disposition | 2023-05-02 | 700 | $336.62 | 18,108 | No | 4 | S | Indirect | See footnote |
| Common Stock, Par Value $0.01 Per Share | Disposition | 2023-05-02 | 1,800 | $337.81 | 16,308 | No | 4 | S | Indirect | See footnote |
| Common Stock, Par Value $0.01 Per Share | Disposition | 2023-05-02 | 500 | $338.41 | 15,808 | No | 4 | S | Indirect | See footnote |
| Common Stock, Par Value $0.01 Per Share | Acquisiton | 2023-05-03 | 6,270 | $0.00 | 21,322 | No | 4 | M | Direct | |
| Common Stock, Par Value $0.01 Per Share | Disposition | 2023-05-03 | 3,201 | $333.37 | 18,121 | No | 4 | F | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Indirect | See footnote |
| No | 4 | S | Indirect | See footnote |
| No | 4 | S | Indirect | See footnote |
| No | 4 | M | Direct | |
| No | 4 | F | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.01 Per Share | Performance-based Restricted Stock Units | Disposition | 2023-05-03 | 6,270 | $0.00 | 6,270 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | No | 4 | M | Direct |
Footnotes
- Reflects a weighted average sale price of $336.88 per share, at prices ranging from $336.47 to $337.35 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- Reflects a weighted average sale price of $337.98 per share, at prices ranging from $337.53 to $338.33 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- Reflects a weighted average sale price of $336.62 per share, at prices ranging from $336.24 to $336.75 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- Held through a trust, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares.
- Reflects a weighted average sale price of $337.81 per share, at prices ranging from $337.29 to $338.26 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- Reflects a weighted average sale price of $338.41 per share, at prices ranging from $338.33 to $338.65 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- On May 3, 2023, shares of the Issuer's common stock underlying an award of Performance-based Restricted Stock Units ("PSUs") granted on January 16, 2020 in connection with 2019 year-end compensation were delivered to the Reporting Person without the payment of any consideration. These shares generally cannot be sold or transferred before January 2025.
- Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the PSUs described in footnote 7 above.
Billionaire Hedge Funds
