Filing Details

Accession Number:
0001209191-23-027016
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2023-05-03 16:52:32
Reporting Period:
2023-04-03
Accepted Time:
2023-05-03 16:52:32
Original Submission Date:
2023-04-05
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1840780 Local Bounti Corporation LOCL () 4/A
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1694525 Kathleen Valiasek C/O Local Bounti Corporation
400 W. Main St.
Hamilton MT 59840
Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2023-04-03 16,705 $0.66 3,524,019 No 4 S Direct
Common Stock Disposition 2023-04-04 15,978 $0.58 3,508,041 No 4 S Direct
Common Stock Disposition 2023-04-05 39,946 $0.51 3,468,095 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Direct
Footnotes
  1. The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction.
  2. This transaction was executed in multiple trades at prices ranging from $0.5922 to $0.7851. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.
  3. This transaction was executed in multiple trades at prices ranging from $0.5302 to $0.6284. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.
  4. This transaction was executed in multiple trades at prices ranging from $0.5001 to $0.5450. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.