Filing Details
- Accession Number:
- 0001209191-23-026981
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-05-03 16:39:23
- Reporting Period:
- 2023-05-01
- Accepted Time:
- 2023-05-03 16:39:23
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1543916 | Forgerock Inc. | FORG | Services-Prepackaged Software (7372) | 331223363 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1612102 | M Peter Barker | C/O Forgerock, Inc. 201 Mission Street, Suite 2900 San Francisco CA 94105 | Chief Product Officer & Evp | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2023-05-01 | 2,084 | $0.00 | 222,357 | No | 4 | C | Direct | |
| Class A Common Stock | Disposition | 2023-05-01 | 2,084 | $19.97 | 220,273 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | C | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class B Common Stock | Stock Option (right to buy) | Disposition | 2023-05-01 | 2,084 | $0.00 | 2,084 | $4.83 |
| Class A Common Stock | Class B Common Stock | Acquisiton | 2023-05-01 | 2,084 | $0.00 | 2,084 | $0.00 |
| Class A Common Stock | Class B Common Stock | Disposition | 2023-05-01 | 2,084 | $0.00 | 2,084 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 20,833 | 2030-02-08 | No | 4 | M | Direct | |
| 2,084 | No | 4 | M | Direct | ||
| 0 | No | 4 | C | Direct |
Footnotes
- Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date.
- The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 1, 2022.
- Certain of these securities are restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of Class A Common Stock, subject to the applicable vesting schedule and conditions of each RSU.
- Twenty-five percent (25%) of the shares subject to the option vested on March 1, 2021; thereafter, the remaining number of shares subject to the option vest in equal monthly installments over the following thirty-six (36) months, subject to the Reporting Person continuing as a service provider through each such date.
Billionaire Hedge Funds
