Filing Details

Accession Number:
0000950170-23-016830
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-05-02 20:28:47
Reporting Period:
2023-05-01
Accepted Time:
2023-05-02 20:28:47
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1704711 Funko Inc. FNKO () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1501098 D Tracy Daw C/O Funko, Inc.
2802 Wetmore Avenue
Everett WA 98201
Chief Legal Officer No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2023-05-01 4,520 $0.00 49,366 No 4 M Direct
Class A Common Stock Disposition 2023-05-02 3,004 $9.40 46,362 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Restricted Stock Units Disposition 2023-05-01 4,520 $0.00 4,520 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
4,521 No 4 M Direct
Footnotes
  1. Restricted stock units convert into Class A Common Stock on a one-for-one basis.
  2. The total number of Class A shares reported in Column 5 does not reflect any common units beneficially owned by the Reporting Person.
  3. Shares were sold to cover taxes following the vesting of restricted stock units pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 15, 2022.
  4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.34 to $9.44, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  5. On April 29, 2020, the Reporting Person was granted 18,081 restricted stock units, vesting in four equal annual installments on each of the first through fourth anniversaries of April 29, 2020, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.