Filing Details

Accession Number:
0001415889-23-007101
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-05-02 17:00:18
Reporting Period:
2023-04-28
Accepted Time:
2023-05-02 17:00:18
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1819142 Ses Ai Corp SES Miscellaneous Electrical Machinery, Equipment & Supplies (3690) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1907020 Jing Nealis C/O Ses Ai Corporation
35 Cabot Road
Woburn MA 01801
Chief Financial Officer No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Disposition 2023-04-28 31,963 $1.65 1,597,194 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Footnotes
  1. This transaction was effected pursuant to an automatic sell-to-cover instruction adopted by the Reporting Person on April 18, 2022 to cover applicable withholding taxes on the vesting of restricted stock units. The automatic sell-to-cover instructions were intended to comply with the requirements of Rule 10b5-1(c). The sale was not a discretionary trade by the Reporting Person.
  2. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.595 to $1.70, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
  3. Includes shares of Class A Common Stock underlying restricted stock units, which are subject to forfeiture until they vest.
  4. Includes shares of Class A Common Stock under a restricted share award granted on August 16, 2021. The restricted share award vested 25% on the first anniversary of the grant date and will vest in equal monthly installments over the following 36 months, subject to the Reporting Person's continued service on each vesting date.