Filing Details

Accession Number:
0001415889-23-007082
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-05-02 11:35:36
Reporting Period:
2023-05-01
Accepted Time:
2023-05-02 11:35:36
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1864208 Guggenheim Active Allocation Fund GUG () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1298064 C Randall Barnes 227 W. Monroe Street
Chicago IL 60606
No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2023-05-01 1,146 $14.11 18,536 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct