Filing Details

Accession Number:
0001654954-23-005223
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-04-26 16:35:54
Reporting Period:
2023-04-26
Accepted Time:
2023-04-26 16:35:54
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1014763 Ainos Inc. AIMD Pharmaceutical Preparations (2834) 751974352
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1859311 Ting-Chuan Lee 8880 Rio San Diego Drive, Suite 800
San Diego CA 92108
No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2023-04-26 61,157 $0.79 61,157 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock RSU Acquisiton 2022-11-14 70,000 $0.00 70,000 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
70,000 No 4 A Direct
Footnotes
  1. Reference is made to the RSUs granted under the 2021 Stock Incentive Plan. Each RSU represents a right to receive one (1) share of common stock upon vesting and the expiration of any applicable restricted period or, if approved, the cash value thereof (or any combination thereof). Holders of RSUs have no rights or privileges as a stockholder. Except as otherwise agreed, if the Reporting Person's participation is terminated for any reason prior to the date that all of its RSU have vested, all vesting rights shall cease and all unvested RSU shall be forfeited for no consideration as of the date termination. Vesting dates related to the 70,000 RSUs are as follows: 10,500 shares on 5/14/23 and 11/14/23, respectively, 21,000 shares on 11/14/24 and 28,000 shares on 11/14/25.