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Filing Details

Accession Number:: 0001140361-23-020344
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2023-04-25 21:23:36
Reporting Period:: 2023-04-21

Accepted Time:: 2023-04-25 21:23:36
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1840225	Fusion Acquisition Corp. Ii	FSNB	()	DE

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
48966	Cowen And Company, Llc	599 Lexington Avenue, 20Th Floor New York NY 10022	No	No	No	No
1355007	Cowen Holdings, Inc.	599 Lexington Avenue, 20Th Floor New York NY 10022	No	No	No	No
1466538	Cowen Inc.	599 Lexington Avenue, 20Th Floor New York NY 10022	No	No	No	No
1613404	Rcg Lv Pearl Llc	599 Lexington Avenue, 20Th Floor New York NY 10022	No	No	No	No
1771015	Cowen Financial Products Llc	599 Lexington Avenue, 20Th Floor New York NY 10022	No	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Common Stock	Disposition	2023-04-21	10,100	$10.24	336,293	No	4	S	Indirect	By Cowen and Company, LLC
Class A Common Stock	Disposition	2023-04-21	4,900	$10.27	331,393	No	4	S	Indirect	By Cowen and Company, LLC
Class A Common Stock	Disposition	2023-04-21	1,393	$10.27	330,000	No	4	S	Indirect	By Cowen and Company, LLC

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	By Cowen and Company, LLC
No	4	S	Indirect	By Cowen and Company, LLC
No	4	S	Indirect	By Cowen and Company, LLC

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Class A Common Stock	138,648	Indirect	By Cowen Financial Products LLC

Footnotes

This Form 4 is filed jointly by Cowen Inc., Cowen Financial Products LLC ("Cowen Financial"), Cowen and Company, LLC ("Cowen and Company"), Cowen Holdings, Inc. ("Cowen Holdings") and RCG LV Pearl LLC ("RCG", and collectively, the "Reporting Persons").
Each of the Reporting Persons declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934, as amended (the "Exchange Act"), or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.
Represents securities owned directly by Cowen and Company. Cowen Holdings is the sole member of Cowen and Company. RCG is the sole owner of Cowen Holdings. Cowen Inc. is the sole member of RCG. In such capacities, each of Cowen Holdings, RCG and Cowen Inc. may be deemed to beneficially own the securities owned directly by Cowen and Company, but disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.
Represents securities owned directly by Cowen Financial. RCG is the sole member of Cowen Financial. Cowen Inc. is the sole member of RCG. In such capacities, each of RCG and Cowen Inc. may be deemed to beneficially own the securities owned directly by Cowen Financial, but disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.
The sales by Cowen and Company on 04/21/23 of 10,100 shares of the Issuer's Class A Common Stock ("Shares") at $10.24, 4,900 Shares at $10.265, and 1,393 Shares at $10.27, as reported herein, were in each case matchable under Section 16(b) of the Exchange Act with the purchases by Cowen and Company of 16,393 Shares at a price of $10.24 on 04/19/23. The Reporting Persons are delivering a payment to the Issuer in the amount of $164.29, which represents the full amount of the profit realized in connection with these short-swing transactions under Section 16(b) of the Exchange Act.