Home > Insider Trading > Filing (0001209191-23-025245)

Filing Details

Accession Number:: 0001209191-23-025245
Form Type:: 4/A
Zero Holdings:: No
Publication Time:: 2023-04-21 18:24:05
Reporting Period:: 2019-03-25

Accepted Time:: 2023-04-21 18:24:05
Original Submission Date:: 2019-03-27
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
94845	Levi Strauss & Co	LEVI	Apparel & Other Finishd Prods Of Fabrics & Similar Matl (2300)	940905160

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1768697	A David Friedman	C/O Levi Strauss &Amp; Co. 1155 Battery Street San Francisco CA 94111		Yes	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2019-03-25	8,580	$0.00	0	No	4	J	Direct
Common Stock	Disposition	2019-03-25	2,377,540	$0.00	0	No	4	J	Indirect	See footnote
Common Stock	Disposition	2019-03-25	1,464,540	$0.00	0	No	4	J	Indirect	See footnote
Class A Common Stock	Acquisiton	2019-03-25	150,000	$0.00	150,000	No	4	C	Indirect	See footnote
Class A Common Stock	Disposition	2019-03-25	150,000	$17.00	0	No	4	S	Indirect	See footnote

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	J	Direct
No	4	J	Indirect	See footnote
No	4	J	Indirect	See footnote
No	4	C	Indirect	See footnote
No	4	S	Indirect	See footnote

Reported Derivative Transactions

Show Other Fields >>

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class A Common Stock	Class B Common Stock	Acquisiton	2019-03-25	8,580	$0.00	8,580	$0.00
Class A Common Stock	Class B Common Stock	Acquisiton	2019-03-25	2,377,540	$0.00	2,377,540	$0.00
Class A Common Stock	Class B Common Stock	Acquisiton	2019-03-25	1,464,540	$0.00	1,464,540	$0.00
Class A Common Stock	Class B Common Stock	Disposition	2019-03-25	150,000	$0.00	150,000	$0.00

Remaning Holdings	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
8,580	No	4	J	Direct
2,377,540	No	4	J	Indirect
1,464,540	No	4	J	Indirect
2,227,540	No	4	C	Indirect

Footnotes

Immediately prior to the closing of the Issuer's initial public offering of Class A Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
This Form 4/A is being filed to correct the disclosure relating to such RSUs (the "Class B RSUs") set forth in the Form 4 filed on March 27, 2019 (the "Original Form 4"), which were inadvertently disclosed in Table I instead of Table II in the Original Form 4. DERs issued with regard to the Class B RSUs after the date of the Original Form 4 were also incorrectly reported on Table I instead of Table II, as a result of the initial misclassification.
Each share is represented by a restricted stock unit (RSU) that may be settled in shares of Class B Common Stock, including RSUs previously issued in the form of dividend equivalent rights (DERs). Each RSU represents a contingent right to receive one share of the Issuer's Class B Common Stock upon settlement. The RSUs vest in a series of three equal installments on the dates that are 13, 24 and 36 months following the date of grant. Certain of such RSUs are subject to a deferral delivery feature.
The shares are held by the David A. Friedman 1993 Revocable Trust, of which the Reporting Person is trustee.
The shares are held by trusts, of which Mr. Friedman is co-trustee, for the benefit of others. Mr. Friedman disclaims beneficial ownership of these shares.
Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the David A. Friedman 1993 Revocable Trust.