Filing Details

Accession Number:
0001628280-23-012110
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-04-19 21:04:17
Reporting Period:
2022-10-06
Accepted Time:
2023-04-19 21:04:17
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1827821 Forge Global Holdings Inc. FRGE Security & Commodity Brokers, Dealers, Exchanges & Services (6200) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1916605 Kelly Rodriques 415 Mission St., Suite 5510
San Francisco CA 94105
Chief Executive Officer Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, $0.0001 Par Value Per Share Disposition 2022-10-06 7,500 $0.00 6,278,254 No 4 G Direct
Common Stock, $0.0001 Par Value Per Share Disposition 2023-03-22 79,126 $0.00 6,199,128 No 4 F Direct
Common Stock, $0.0001 Par Value Per Share Disposition 2023-04-17 64,018 $1.68 6,135,110 No 4 S Direct
Common Stock, $0.0001 Par Value Per Share Disposition 2023-04-18 19,466 $1.59 6,115,644 No 4 S Direct
Common Stock, $0.0001 Par Value Per Share Disposition 2023-04-19 50,202 $1.52 6,065,442 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 G Direct
No 4 F Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Footnotes
  1. Represents a gift transfer to an immediate family member of the Reporting Person who does not share the same household as the Reporting Person.
  2. Represents shares that have been withheld by the Issuer to satisfy tax withholding and remittance obligations in connection with the net settlement of restricted stock units.
  3. Represents shares sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person in September 2022.
  4. This transaction was executed in multiple trades at prices ranging from $1.66 to $1.72. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
  5. This transaction was executed in multiple trades at prices ranging from $1.55 to $1.69. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
  6. This transaction was executed in multiple trades at prices ranging from $1.49 to $1.58. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.