Home > Insider Trading > Filing (0001213900-23-029150)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
65596	Siebert Financial Corp	SIEB	Security Brokers, Dealers & Flotation Companies (6211)	111796714

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1727425	M. John Gebbia	C/O Siebert Financial Corp. 535 Fifth Avenue, 4Th Floor New York NY 10017		No	No	No	Yes

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock, $0.01 Par Value Per Share	Disposition	2023-04-10	100,000	$1.85	1,909,091	No	5	S	Direct
Common Stock, $0.01 Par Value Per Share	Disposition	2023-04-10	100,000	$1.85	17,439,200	No	5	S	Indirect	Control Group

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	5	S	Direct
No	5	S	Indirect	Control Group

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock, $0.01 Par Value Per Share	118,000	Indirect	Shares held by dependent children

Footnotes

The Reporting Person sold 100,000 shares of Issuer common stock in a private sale. The Reporting Person disclaims beneficial ownership of such shares of Issuer common stock, except to the extent of the Reporting Person's pecuniary interest therein.
The Reporting Person is part of a control group consisting of family members of the Reporting Person. The Reporting person sold 100,000 shares of Issuer common which resulted in a decrease of 100,000 shares of Issuer common stock to the control group. The Reporting Person disclaims beneficial ownership of such shares of Issuer common stock, except to the extent of the Reporting Person's pecuniary interest therein.