Filing Details
- Accession Number:
- 0001822966-23-000078
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-04-11 10:54:23
- Reporting Period:
- 2023-04-10
- Accepted Time:
- 2023-04-11 10:54:23
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1822966 | Nuscale Power Corp | SMR | Fabricated Plate Work (Boiler Shops) (3443) | 852715384 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1927295 | Rudy Murgo | 6650 Sw Redwood Lane, Suite 210 Portland OR 97224 | Treasurer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2023-04-10 | 361 | $6.41 | 7,489 | No | 4 | M | Direct | |
| Class A Common Stock | Acquisiton | 2023-04-10 | 361 | $6.41 | 7,850 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2023-04-10 | 622 | $8.25 | 7,228 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Employee Stock Option (right to buy) | Disposition | 2023-04-10 | 361 | $6.41 | 361 | $6.41 |
| Class A Common Stock | Employee Stock Option (right to buy) | Disposition | 2023-04-10 | 361 | $6.41 | 361 | $6.41 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 4,329 | 2031-03-31 | No | 4 | M | Direct | |
| 10,826 | 2031-10-07 | No | 4 | M | Direct |
Footnotes
- The option became exercisable for 25% of the shares on April 1, 2021, and for 1/48th of the shares at the end of each one-month period thereafter, so that the option will become fully exercisable on April 1, 2024.
- The option became exercisable for 25% of the shares on November 1, 2022, and for 1/48th of the shares at the end of each one-month period thereafter, so that the option will become fully exercisable on November 1, 2025.
Billionaire Hedge Funds
