Filing Details

Accession Number:
0001084311-11-000004
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-06-30 12:42:21
Reporting Period:
2011-06-29
Filing Date:
2011-06-30
Accepted Time:
2011-06-30 12:42:21
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1387713 Neulion Inc. NLN Cable & Other Pay Television Services (4841) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1084311 David Kronfeld 1600 Old Country Road
Plainview NY 11803
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class 4 Preference Shares Acquisiton 2011-06-29 4,692,274 $0.46 4,692,274 No 4 P Indirect By JK&B Capital V Special Opportunity Fund, L.P.
Class 4 Preference Shares Acquisiton 2011-06-29 6,219,991 $0.46 6,219,991 No 4 P Indirect By JK&B Capital V, L.P.
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By JK&B Capital V Special Opportunity Fund, L.P.
No 4 P Indirect By JK&B Capital V, L.P.
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 231,566 Direct
Common Stock 1,510,300 Indirect By DKB JTV Holdings, LLC
Class 3 Preference Shares 7,341,715 Indirect By JK&B Capital V Special Opportunity Fund, L.P.
Class 3 Preference Shares 9,732,042 Indirect By JK&B Capital V, L.P.
Footnotes
  1. DKB JTV Holdings, LLC is a Delaware limited liability company that is controlled by Mr. Kronfeld. The reporting person disclaims beneficial ownership of these Common Shares except to the extent of his pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of all of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
  2. The purchase price of Cdn$0.4503 per share was converted to US dollars using the Bank of Canada closing rate on June 28, 2011 of 1.0176.
  3. JK&B Capital V Special Opportunity Fund, L.P. is a Delaware limited partnership that is controlled by Mr. Kronfeld. The reporting person disclaims beneficial ownership of these Common Shares except to the extent of his pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of all of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
  4. JK&B Capital V, L.P. is a Delaware limited partnership that is controlled by Mr. Kronfeld. The reporting person disclaims beneficial ownership of these Common Shares except to the extent of his pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of all of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.