Filing Details

Accession Number:
0001209191-23-023658
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2023-04-06 20:08:53
Reporting Period:
2023-03-09
Accepted Time:
2023-04-06 20:08:53
Original Submission Date:
2023-03-13
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1651944 Dermtech Inc. DMTK Services-Medical Laboratories (8071) 842870849
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1787176 John Dobak C/O Dermtech, Inc.
12340 El Camino Real
San Diego CA 92130
Chief Executive Officer Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2023-03-09 56,407 $0.00 700,252 No 4 A Direct
Common Stock Disposition 2023-03-13 1,559 $3.26 698,693 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 S Direct
Footnotes
  1. Footnote No. 1 in the Form 4 originally filed on March 13, 2023 contained an error regarding the vesting schedule of the restricted stock units awarded to the reporting person. Footnote No. 1 is hereby corrected as follows: The securities awarded are in the form of restricted stock units issued pursuant to the issuer's 2020 Equity Incentive Plan and the terms of a Transition Agreement, dated March 1, 2023, between the reporting person and the issuer. Each restricted stock unit represents a contingent right to receive one share of issuer common stock. Subject to the reporting person's continued service, (i) one-third (1/3) of the restricted stock units shall vest on June 5, 2023 and (ii) the remaining two-thirds (2/3) shall vest in two (2) equal installments of one-third (1/3) on the fifth day of each third month following June 5, 2023 until the final vesting date onDecember 5, 2023.
  2. The shares were sold by the reporting person to generate proceeds used to satisfy the tax withholding obligation that arose upon the vesting of certain restricted stock units granted to the reporting person on June 25, 2020.