Filing Details

Accession Number:
0001562180-23-003481
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-04-06 18:19:08
Reporting Period:
2023-04-04
Accepted Time:
2023-04-06 18:19:08
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1678660 Prelude Therapeutics Inc PRLD Pharmaceutical Preparations (2834) 811384762
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1683913 Jane Huang C/O Prelude Therapeutics Incorporated
200 Powder Mill Road
Wilmington DE 19801
President, Cmo No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2023-04-04 37,500 $0.00 37,500 No 4 M Direct
Common Stock Disposition 2023-04-06 13,280 $6.12 24,220 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Unit Disposition 2023-04-04 37,500 $0.00 37,500 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
112,500 No 4 M Direct
Footnotes
  1. Each Restricted Stock Unit ("RSUs") represents a contingent right to receive one share of Issuer's Common Stock.
  2. Represents the aggregate number of shares sold by the reporting person as a result of a mandatory sale to cover taxes and fees due upon the release and settlement of the RSUs. The reporting person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes and fees.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.90 to $6.40, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.
  4. The RSUs were granted on May 2, 2022 and vest according to the reporting person's employment agreement. The RSUs vested as to 1/4 of the total shares on April 4, 2023, and 1/16 of the remaining shares shall vest quarterly thereafter until fully vested, subject to the continued service of the Reporting Person to the Issuer through each vesting date.