Filing Details

Accession Number:
0001181431-11-038782
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-06-29 20:06:15
Reporting Period:
2011-06-27
Filing Date:
2011-06-29
Accepted Time:
2011-06-29 20:06:15
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1094007 Rainmaker Systems Inc RMKR Services-Management Services (8741) 330442860
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1217104 Robert Leff 900 E. Hamilton Avenue
Suite 400
Campbell CA 95008
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-06-27 3,876 $0.00 217,664 No 4 P Indirect See footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See footnote
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Common Stock Warrants (right to buy) Acquisiton 2011-06-27 1,551 $0.00 1,551 $1.40
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
83,751 2011-12-27 2016-06-24 No 4 P Indirect
Footnotes
  1. The reported securities are included in the 3,876 Rainmaker Units purchased by the reporting person for $1.29 per unit. Each Unit consists of one share of common stock and one warrant to purchase 0.40 shares of common stock.
  2. Only the 3,876 shares reported in this transaction are indirectly owned
  3. reported securities indirectly owned are registered in the name of the reporting person's family trust
  4. Only the 1,551 derivative securities reported in this transaction are indirectly owned