Filing Details

Accession Number:
0001104659-23-042147
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-04-05 16:04:57
Reporting Period:
2023-03-20
Accepted Time:
2023-04-05 16:04:57
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1798562 Tmc The Metals Co Inc. TMC Metal Mining (1000) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1874441 Gregory Stone C/O Tmc The Metals Company Inc.
595 Howe Street, 10Th Floor
Vancouver A1 V6C 2T5
Chief Ocean Scientist No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Shares Acquisiton 2023-03-20 81,323 $0.00 347,476 No 4 A Direct
Common Shares Acquisiton 2023-03-20 173,400 $0.00 520,876 No 4 A Direct
Common Shares Disposition 2023-03-29 47,969 $0.72 472,907 No 4 S Direct
Common Shares Disposition 2023-03-30 52,031 $0.76 420,876 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 A Direct
No 4 S Direct
No 4 S Direct
Footnotes
  1. Consists of restricted stock units ("RSUs"). Each RSU represents the right to receive one common share upon vesting. The RSUs were granted and vested upon issuance as part of the Issuer's short-term incentive plan.
  2. The RSUs were granted as part of the Issuer's long-term incentive plan and vest over a three year period as follows, subject to continued service through each vesting date: 1/3 on the first anniversary of March 20, 2023 (the "Grant Date"), 1/3 on the second anniversary of the Grant Date and 1/3 on the third anniversary of the Grant Date.
  3. The price reflects the average selling price of the common shares sold. These common shares were sold in multiple transactions at prices ranging from $0.7056 to $0.7457 per common share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of common shares sold at each price.
  4. The price reflects the average selling price of the common shares sold. These common shares were sold in multiple transactions at prices ranging from $0.75 to $0.7780 per common share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of common shares sold at each price.