Filing Details

Accession Number:
0001209191-23-023002
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-04-04 19:10:30
Reporting Period:
2023-04-01
Accepted Time:
2023-04-04 19:10:30
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1393818 Blackstone Inc. BX Investment Advice (6282) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1574706 Joseph Baratta C/O Blackstone Inc.
345 Park Ave
New York NY 10154
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2023-04-01 23,280 $0.00 1,230,448 No 4 A Direct
Common Stock Disposition 2023-04-03 48,993 $86.07 1,181,455 No 4 S Direct
Common Stock Disposition 2023-04-03 36,007 $86.66 1,145,448 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 S Direct
No 4 S Direct
Footnotes
  1. Granted under the Amended and Restated 2007 Equity Incentive Plan, 10% of these deferred restricted shares, or 2,328 shares, will vest on July 1, 2024; an additional 10%, or 2,328 shares, will vest on July 1, 2025; an additional 20%, or 4,656 shares, will vest on July 1, 2026; an additional 30%, or 6,984 shares, will vest on July 1, 2027; and the remaining 30%, or 6,984 shares, will vest on July 1, 2028. As these deferred restricted shares vest, the shares will be delivered to the Reporting Person, except that 1/4 of the vested shares will be held back and delivered on a future date pursuant to the terms of the Reporting Person's award agreement. Notwithstanding the foregoing, the shares may be delivered earlier upon a change in control of Blackstone.
  2. The sales reported in this filing were made pursuant to a Rule 10b5-1 sales plan adopted by the Reporting Person prior to February 27, 2023.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $85.61 to $86.60, inclusive. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.
  4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $86.61 to $86.95, inclusive. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.