Filing Details

Accession Number:
0001209191-23-022983
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-04-04 18:59:20
Reporting Period:
2023-03-31
Accepted Time:
2023-04-04 18:59:20
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1287098 Maxcyte Inc. MXCT Services-Commercial Physical & Biological Research (8731) 522210438
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1874482 Douglas Doerfler C/O Maxcyte, Inc.
9713 Key West Avenue, Suite 400
Rockville MD 20850
President And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2023-03-31 2,607 $0.04 335,804 No 4 M Direct
Common Stock Disposition 2023-03-31 2,607 $5.00 333,197 No 4 S Direct
Common Stock Acquisiton 2023-04-03 100 $0.04 333,297 No 4 M Direct
Common Stock Disposition 2023-04-03 100 $5.01 333,197 No 4 S Direct
Common Stock Acquisiton 2023-04-04 7,470 $0.04 340,667 No 4 M Direct
Common Stock Disposition 2023-04-04 7,470 $5.03 333,197 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2023-03-31 2,607 $0.00 2,607 $0.04
Common Stock Employee Stock Option (right to buy) Disposition 2023-04-03 100 $0.00 100 $0.04
Common Stock Employee Stock Option (right to buy) Disposition 2023-04-04 7,470 $0.00 7,470 $0.04
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
382,473 2024-11-11 No 4 M Direct
382,373 2024-11-11 No 4 M Direct
374,903 2024-11-11 No 4 M Direct
Footnotes
  1. The sales and option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 18, 2022 relating solely to the sale of shares acquired from exercise of an option that expires on November 11, 2024.
  2. The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $5.00 to $5.02, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  3. The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $5.00 to $5.06, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  4. This option is fully vested and exercisable.