Filing Details
- Accession Number:
- 0000320193-23-000051
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-04-04 18:34:40
- Reporting Period:
- 2023-04-01
- Accepted Time:
- 2023-04-04 18:34:40
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 320193 | Apple Inc. | AAPL | Electronic Computers (3571) | 942404110 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1496686 | E Jeffrey Williams | One Apple Park Way Cupertino CA 95014 | Coo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2023-04-01 | 149,684 | $0.00 | 639,500 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2023-04-01 | 71,867 | $164.90 | 567,633 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2023-04-04 | 77,430 | $166.11 | 490,203 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2023-04-04 | 387 | $166.62 | 489,816 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Unit | Disposition | 2023-04-01 | 59,064 | $0.00 | 59,064 | $0.00 |
| Common Stock | Restricted Stock Unit | Disposition | 2023-04-01 | 60,932 | $0.00 | 60,932 | $0.00 |
| Common Stock | Restricted Stock Unit | Disposition | 2023-04-01 | 29,688 | $0.00 | 29,688 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | No | 4 | M | Direct | ||
| 60,932 | No | 4 | M | Direct | ||
| 59,376 | No | 4 | M | Direct |
Footnotes
- Each restricted stock unit ("RSU") represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date.
- The shares are held through Mr. Williams' living trust.
- Shares withheld by Apple to satisfy tax withholding requirements on vesting of restricted stock units.
- This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 29, 2021 and modified on February 16, 2023.
- This transaction was executed in multiple trades at prices ranging from $165.565 to $166.555; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple.
- This transaction was executed in multiple trades at prices ranging from $166.585 to $166.635; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple.
- This award was granted on September 30, 2018. 59,068 restricted stock units subject to the award vested on April 1, 2021 and 59,064 vested on each of April 1, 2022 and April 1, 2023.
- This award was granted on September 29, 2019. 60,936 restricted stock units subject to the award vested on April 1, 2022 and 60,932 restricted stock units vested on April 1, 2023 and 60,932 restricted stock units are scheduled to vest on April 1, 2024, assuming continued employment through the applicable vesting date.
- This award was granted on September 27, 2020. 29,688 restricted stock units subject to the award vested on April 1, 2023 and 29,688 restricted stock units are scheduled to vest on each of April 1, 2024 and April 1, 2025, assuming continued employment through the applicable vesting date.
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