Filing Details
- Accession Number:
- 0001104659-23-040932
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-04-03 16:50:59
- Reporting Period:
- 2022-03-18
- Accepted Time:
- 2023-04-03 16:50:59
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1680048 | Mustang Bio Inc. | MBIO | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 941841 | Md A Lindsay Rosenwald | 377 Plantation Street Worcester MA 01605 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.0001 | Acquisiton | 2022-03-18 | 4,094 | $0.74 | 222,517 | No | 4 | P | Direct | |
| Common Stock, Par Value $0.0001 | Acquisiton | 2022-07-29 | 71,664 | $0.00 | 294,181 | No | 4 | A | Direct | |
| Common Stock, Par Value $0.0001 | Acquisiton | 2022-09-13 | 5,000 | $0.52 | 299,181 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | A | Direct | |
| No | 4 | P | Direct |
Footnotes
- Shares acquired as purchases made under the Issuer's Employee Stock Purchase Plan ("ESPP") during the ESPP offering period.
- Includes restricted share units, which vest over various time periods.
- The Reporting Person was granted 71,664 restricted shares pursuant to the Issuer's 2016 Incentive Plan on July 29, 2022. The shares will vest on June 17, 2025, subject to the Reporting Person's continued service on the Issuer's board on such date.
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