Filing Details

Accession Number:
0001505952-23-000030
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2023-03-31 17:43:24
Reporting Period:
2022-11-09
Accepted Time:
2023-03-31 17:43:24
Original Submission Date:
2022-11-14
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1505952 Domo Inc. DOMO () 4/A
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1366770 G Joshua James C/O Domo, Inc.
772 East Utah Valley Drive
American Fork UT 84003
No No Yes No
1367687 Cocolalla, Llc C/O Domo, Inc.
772 East Utah Valley Drive
American Fork UT 84003
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class B Common Stock Disposition 2022-11-09 7,284 $13.13 92,716 No 4 S Indirect Cocolalla, LLC
Class B Common Stock Disposition 2022-11-10 30,000 $14.60 211,030 No 4 S Direct
Class B Common Stock Disposition 2022-11-10 61,736 $14.59 30,980 No 4 S Indirect Cocolalla, LLC
Class B Common Stock Disposition 2022-11-11 7,500 $14.73 203,530 No 4 S Direct
Class B Common Stock Disposition 2022-11-11 400 $14.16 203,130 No 4 S Direct
Class B Common Stock Disposition 2022-11-11 4,954 $14.75 26,026 No 4 S Indirect Cocolalla, LLC
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect Cocolalla, LLC
No 4 S Direct
No 4 S Indirect Cocolalla, LLC
No 4 S Direct
No 4 S Direct
No 4 S Indirect Cocolalla, LLC
Footnotes
  1. The sale price reported in Column 4 of Table I represents the weighted average sale price of the shares sold, ranging from $13.06 to $13.28 per share inclusive. Upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
  2. On November 14, 2022, Joshua G. James filed a Form 4 that incorrectly reported the disposition by Mr. James of 7,284 shares of the issuer's Class B common stock on November 9, 2022. In fact, as reported by this amendment, such shares of Class B common stock had been held by, and were disposed of by, Cocolalla, LLC. In addition, the original Form 4 mistakenly reported the weighted average sale price of the shares subject to such transaction and the range of prices at which such shares were sold.
  3. Joshua G. James is the manager of Cocolalla, LLC, with voting and dispositive power over the securities held by Cocolalla, LLC. Consequently, Mr. James may may be deemed to beneficially own the shares of the issuer's Class B common stock held of record by Cocolalla, LLC.
  4. On November 14, 2022, Joshua G. James filed a Form 4 that incorrectly reported the disposition by Mr. James of an aggregate of 91,736 shares of the issuer's Class B common stock on November 10, 2022. In fact, as reported by this amendment, Mr. James disposed of an aggregate of 30,000 shares on such date and Cocolalla, LLC disposed of an aggregate of 61,736 shares on such date.
  5. The sale price reported in Column 4 of Table I represents the weighted average sale price of the shares sold, ranging from $14.43 to $14.93 per share inclusive. Upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
  6. The sale price reported in Column 4 of Table I represents the weighted average sale price of the shares sold, ranging from $14.15 to $14.94 per share inclusive. Upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
  7. On November 14, 2022, Joshua G. James filed a Form 4 that incorrectly reported the disposition by Mr. James of an aggregate of 12,854 shares of the issuer's Class B common stock on November 11, 2022. In fact, as reported by this amendment, Mr. James disposed of an aggregate of 7,900 shares on such date and Cocolalla, LLC disposed of an aggregate of 4,954 shares on such date.
  8. The sale price reported in Column 4 of Table I represents the weighted average sale price of the shares sold, ranging from $14.22 to $15.22 per share inclusive. Upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
  9. The sale price reported in Column 4 of Table I represents the weighted average sale price of the shares sold, ranging from $14.11 to $14.19 per share inclusive. Upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
  10. The sale price reported in Column 4 of Table I represents the weighted average sale price of the shares sold, ranging from $14.22 to $15.21 per share inclusive. Upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.