Filing Details

Accession Number:
0001209191-23-021894
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-03-31 17:00:44
Reporting Period:
2023-03-29
Accepted Time:
2023-03-31 17:00:44
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1832466 Alignment Healthcare Inc. ALHC Hospital & Medical Service Plans (6324) 465596242
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1850414 Thomas Robert Freeman 1100 W. Town &Amp; Country Rd., Suite 1600
Orange CA 92868
Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2023-03-29 5,312 $6.11 712,666 No 4 S Direct
Common Stock Disposition 2023-03-31 3,290 $6.26 709,376 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 519,429 Indirect See Footnote
Footnotes
  1. Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of restricted stock units. This transaction does not represent a discretionary trade by the reporting person.
  2. The reported price in column 4 is a weighted-average price. Shares were sold in multiple transactions at a per share price ranging from $6.02 to $6.25. The reporting person undertakes to provide to Alignment Healthcare, Inc., any security holder of Alignment Healthcare, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range.
  3. Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of restricted stock. This transaction does not represent a discretionary trade by the reporting person.
  4. The reported price in column 4 is a weighted-average price. Shares were sold in multiple transactions at a per share price ranging from $6.211 to $6.33. The reporting person undertakes to provide to Alignment Healthcare, Inc., any security holder of Alignment Healthcare, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range.
  5. Represents securities held by FCO Holdings LLC, a limited liability company owned by FCO Holdings Trust One, an irrevocable trust of which Mr. Freeman is an indirect beneficiary.