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Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1761696	Crown Electrokinetics Corp.	CRKN	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1331155	B Douglas Croxall	1110 Ne Circle Blvd Corvallis OR 97330	Chief Executive Officer	Yes	Yes	Yes	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2020-01-12	238,095	$0.00	2,829,448	No	4	D	Indirect	See Footnote
Common Stock	Disposition	2021-11-10	1,000,000	$0.90	1,829,448	No	4	S	Indirect	See Footnote

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	D	Indirect	See Footnote
No	4	S	Indirect	See Footnote

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Restricted Stock Units	Acquisiton	2022-09-23	150,000	$0.00	150,000	$0.00
Common Stock	Options to Purchase Common Stock	Acquisiton	2022-09-23	150,000	$0.00	150,000	$0.34

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
150,000			No	4	A	Indirect
3,365,672		2032-09-23	No	4	A	Indirect

Footnotes

Reflects the forfeiture of certain incentive compensation for no consideration.
Share amount reflects 3-for-1 reverse stock split effected January 25, 2021.
Held through Croxall Family Revocable Trust dated February 20, 2004.
Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock.
Subject to the Reporting Person remaining in continuous service with the Issuer through each applicable vesting date, 4,166 of the restricted stock units will vest monthly for a period of 36 months, beginning September 23, 2022.