Filing Details

Accession Number:
0000899243-23-010043
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-03-30 19:49:05
Reporting Period:
2023-03-28
Accepted Time:
2023-03-30 19:49:05
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1261654 Universal Technical Institute Inc UTI Services-Educational Services (8200) 860226984
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1356974 Coliseum Capital Partners, L.p. 105 Rowayton Ave.
Rowayton CT 06853
Yes No Yes No
1409585 Coliseum Capital, Llc 105 Rowayton Ave.
Rowayton CT 06853
Yes No Yes No
1409751 Coliseum Capital Management, Llc 105 Rowayton Ave.
Rowayton CT 06853
Yes No Yes No
1430708 S Christopher Shackelton 105 Rowayton Ave.
Rowayton CT 06853
Yes No Yes No
1454123 Adam Gray 105 Rowayton Ave.
Rowayton CT 06853
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.0001 ("Common Stock") Acquisiton 2023-03-28 6,282 $6.74 478,361 No 4 P Indirect See Footnotes
Common Stock Acquisiton 2023-03-29 30,560 $6.84 508,921 No 4 P Indirect See Footnotes
Common Stock Acquisiton 2023-03-30 112,390 $6.97 621,311 No 4 P Indirect See Footnotes
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See Footnotes
No 4 P Indirect See Footnotes
No 4 P Indirect See Footnotes
Footnotes
  1. The shares of Common Stock reported herein are held directly by (a) Coliseum Capital Partners, L.P. ("CCP"), an investment limited partnership of which Coliseum Capital, LLC, a Delaware limited liability company ("CC"), is general partner and for which Coliseum Capital Management, LLC, a Delaware limited liability company ("CCM"), serves as investment adviser and (b) a separate account investment advisory client of CCM (the "Separate Account").
  2. Christopher Shackelton ("Shackelton") and Adam Gray ("Gray") are managers of and have an ownership interest in each of CCM and CC. Each of Shackelton, Gray, CCP, the Separate Account, CC and CCM disclaims beneficial ownership of these securities except to the extent of that person's pecuniary interest therein.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.71 to $6.75, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission ("SEC"), upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.75 to $6.88, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  5. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.84 to $7.05, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  6. Following the transactions reported herein, CCP holds 502,482 shares of Common Stock and the Separate Account holds 118,829 shares of Common Stock.