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Filing Details

Accession Number:: 0001062993-23-008104
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2023-03-30 18:02:13
Reporting Period:: 2023-03-28

Accepted Time:: 2023-03-30 18:02:13
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
8146	Astronova Inc.	ALOT	Computer Peripheral Equipment, Nec (3577)	050318215

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1044005	P Alexis Michas	C/O Astronova, Inc. 600 East Greenwich Avenue West Warwick RI 02893		Yes	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2023-03-28	32,956	$12.90	464,331	No	4	P	Indirect	Juniper Targeted Opportunity Fund, L.P.
Common Stock	Acquisiton	2023-03-29	3,797	$13.35	468,128	No	4	P	Indirect	Juniper Targeted Opportunity Fund, L.P.
Common Stock	Acquisiton	2023-03-30	123	$13.45	468,251	No	4	P	Indirect	Juniper Targeted Opportunity Fund, L.P.

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	Juniper Targeted Opportunity Fund, L.P.
No	4	P	Indirect	Juniper Targeted Opportunity Fund, L.P.
No	4	P	Indirect	Juniper Targeted Opportunity Fund, L.P.

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	5,293	Direct

Footnotes

The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $12.19 to $13.00, inclusive. The reporting person undertakes to provide to AstroNova, Inc., any security holder of AstroNova, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
These shares are held by Juniper Targeted Opportunity Fund, L.P. ("Juniper Fund"). Juniper Investment Company, LLC ("Juniper Investment") serves as investment manager for Juniper Fund. Mr. Michas is a managing member of Juniper Investment and of the general partner of Juniper Fund and, therefore, may be deemed to beneficially own the shares held by Juniper Fund. Mr. Michas disclaims beneficial ownership of holdings of Juniper Fund reflected herein except to the extent of his pecuniary interest therein.
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $13.18 to $13.50, inclusive. The reporting person undertakes to provide to AstroNova, Inc., any security holder of AstroNova, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $13.44 to $13.50, inclusive. The reporting person undertakes to provide to AstroNova, Inc., any security holder of AstroNova, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.